ASC joins international network committed to supporting financial innovation
Alberta

ASC joins international network committed to supporting financial innovation

News ReleaseASC joins international network committed to supporting financial innovation CALGARY – To help support innovation in the capital markets and the fintech (financial technology) industry, the Alberta Securities Commission (ASC) has become a member of the Global Financial Innovation Network (GFIN). GFIN is comprised of 29 organizations including regulators from around the world, aiming … Continue reading

Alberta Securities Commission warns public about Affiliated Trade Group
Alberta

Alberta Securities Commission warns public about Affiliated Trade Group

News Release ASC warns public about Affiliated Trade Group CALGARY –– The Alberta Securities Commission (ASC) is warning Alberta investors to be cautious if solicited by Affiliated Trade Group, a purported investment claiming to have locations in Calgary, Costa Rica, Japan and Switzerland. The public should be aware that Affiliated Trade Group is not registered … Continue reading

Alberta

ASC warns public about investoneforme

News Release ASC warns public about investoneforme   CALGARY –– The Alberta Securities Commission (ASC) is warning Alberta investors to exercise caution if solicited by investoneforme, a purported investment firm headquartered in Brazil. The public should be aware that investoneforme is not registered to sell securities or derivatives in Alberta. There are several “red flags” common … Continue reading

Alberta

Newly established group will support innovation and diversification in the province’s economy

News Release Newly established group will support innovation and diversification in the province’s economy CALGARY — The Alberta Securities Commission (ASC) announced today that it has established a New Economy division. Denise Weeres has been appointed Director of the New Economy division, and will coordinate efforts across the ASC to facilitate capital raising by new … Continue reading

Alberta

ASC orders temporary trading halt against Robix Environmental Technologies, Inc.

News Release ASC orders temporary trading halt against Robix Environmental Technologies, Inc. CALGARY –– The Alberta Securities Commission (ASC) has issued a 15-day halt trade order that stops all trading in securities and derivatives of Robix Environmental Technologies, Inc., which is quoted for trading in Canada on the Canadian Securities Exchange under the symbol RZX. … Continue reading

Alberta

ASC Announces Panel Speakers and Agenda for ASC Connect 2017

News Release ASC Announces Panel Speakers and Agenda for ASC Connect 2017 CALGARY – – The Alberta Securities Commission (ASC) announced its external speaker list and agenda for ASC Connect 2017, a unique opportunity for Alberta market participants to discuss issues and trends impacting our capital markets and economy. New to the ASC’s roster of … Continue reading

ASC sanctions Joseph Anton Kostelecky for breaching Alberta securities laws
Alberta

ASC sanctions Joseph Anton Kostelecky for breaching Alberta securities laws

News Release ASC sanctions Joseph Anton Kostelecky for breaching Alberta securities laws  CALGARY – – The Alberta Securities Commission (ASC) has sanctioned Joseph Anton Kostelecky for contravening Alberta securities laws and acting contrary to the public interest in connection with Calgary-based Poseidon Concepts Corp. Specifically, Kostelecky failed to maintain necessary books and records of Poseidon; … Continue reading