Alberta

Newly established group will support innovation and diversification in the province’s economy

News Release Newly established group will support innovation and diversification in the province’s economy CALGARY — The Alberta Securities Commission (ASC) announced today that it has established a New Economy division. Denise Weeres has been appointed Director of the New Economy division, and will coordinate efforts across the ASC to facilitate capital raising by new … Continue reading

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ASC issues Interim Cease Trade Order against OmniArch Capital Corporation

News Release ASC issues Interim Cease Trade Order against OmniArch Capital Corporation CALGARY –– The Alberta Securities Commission (ASC) has issued an Interim Cease Trade Order against Jay Rasik Modi, Arti Rasik Modi (a.k.a. Arti Rajeev Singh), Rajeev Jagdish Singh, Rick Unrau (the Respondents), and OmniArch Capital Corporation. The Interim Cease Trade Order prohibits all … Continue reading

ASC Terminates Registration of Madison Peak Securities Ltd.
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ASC Terminates Registration of Madison Peak Securities Ltd.

News Release ASC Terminates Registration of Madison Peak Securities Ltd. The Alberta Securities Commission (ASC) has terminated the registration of Madison Peak Securities Ltd. as an exempt market dealer. The termination is effective immediately. ASC staff conducted a review of Madison Peak Securities’ compliance with Alberta securities laws for the period of December 2, 2010 … Continue reading

Family members settle with ASC after admitting to illegal insider trading
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Family members settle with ASC after admitting to illegal insider trading

News Release Family members settle with ASC after admitting to illegal insider trading CALGARY –The Alberta Securities Commission (ASC) has concluded a Settlement Agreement with three members of the same family in connection with illegal insider trading and tipping. Under the Settlement Agreement, Travis Hurst, along with family members Bryant Hurst and Terry Hurst, agreed … Continue reading

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Alberta Securities Commission helps Albertans to avoid getting burned when investing

News Release Alberta Securities Commission helps Albertans to avoid getting burned when investing Checkfirst.ca campaign offers morning coffee and advice, on the house CALGARY –  The Alberta Securities Commission (ASC) is kicking off Fraud Prevention Month in March with a pop-up coffee shop, the CheckFirst Café.  The Café is part of the ASC’s ongoing CheckFirst.ca … Continue reading

ASC reciprocates bans against IAC-Independent Academies Canada, Micron Systems, Theodore Everett, Leonard Ralph and Robert Duke
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ASC reciprocates bans against IAC-Independent Academies Canada, Micron Systems, Theodore Everett, Leonard Ralph and Robert Duke

News Release ASC reciprocates bans against IAC-Independent Academies Canada, Micron Systems, Theodore Everett, Leonard Ralph and Robert Duke CALGARY –  The Alberta Securities Commission (ASC) has reciprocated certain sanctions the British Columbia Securities Commission (BCSC) imposed on IAC – Independent Academies Canada Inc., Micron Systems Inc., Theodore Robert Everett, Leonard George Ralph and Robert H. … Continue reading

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ASC dismisses illegal insider trading allegations against Calvalley Petroleum and others

News Release ASC dismisses illegal insider trading allegations against Calvalley Petroleum and others CALGARY –  The Alberta Securities Commission (ASC) has dismissed allegations of illegal insider trading against Calvalley Petroleum Inc., Memet Kont, Kevin Dougald MacArthur and Edmund Shimoon.  Allegations that Shimoon made a prohibited undertaking to an investor, and that Shimoon and Kont dealt improperly … Continue reading